The Compliance Officer is responsible for overseeing and implementing the compliance monitoring plan of the company. Key responsibilities include deploying the plan throughout the calendar year, ensuring adherence to various MiFID requirements, and dedicating 90% of their time to monitoring activities. The Compliance Officer works closely with the company to ensure adherence to all relevant regulations and standards.
This role is subject to PQ approval by the MFSA. We are open to candidates who have already gone through this process, as well as to those who haven’t yet, but meet the formal criteria and are open to going through it with our support.
WHAT YOU'LL BE DOING:
- Implement and manage the compliance monitoring plan of the company
- Deploy the compliance monitoring plan throughout the calendar year
- Ensure compliance with various MiFID requirements and regulations
- Monitor activities related to compliance, which will constitute 90% of the job role
- Work closely with stakeholders across the organization to ensure alignment with compliance standards
- Maintain up-to-date knowledge of regulatory changes and communicate any updates to relevant parties
- Prepare and present compliance reports to management on a regular basis
- Collaborate with internal teams to address any compliance issues or concerns
- Conduct regular audits and assessments to identify and address compliance risks
- Provide training and guidance to employees on compliance matters as needed
WHAT WE LOOK FOR IN YOU:
- Bachelor's degree in Business Administration, Finance, Law, or related field
- Previous experience in a compliance or regulatory role, preferably within the financial services industry
- Strong understanding of MiFID requirements and regulations
- Excellent analytical and problem-solving skills
- Ability to work independently and prioritize tasks effectively
- Strong communication and interpersonal skills
- Detail-oriented with a high level of accuracy
- Certification in Compliance or related fields is a plus
WHY SHOULD YOU JOIN OUR TEAM?
- A welcoming group of highly qualified international professionals
- Great challenges with many opportunities to prove yourself
- Comfortable office
- Flexible schedule
- 40 paid days off
- Competitive salary