At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. Regulatory & Policies Hong Kong (“HK”) is part of the Global Compliance Division of Julius Baer and is responsible for advising and the supervision of the private banking business of Bank Julius Baer & Co. Ltd., Hong Kong Branch (“BJBHK”). YOUR CHALLENGE Act as a contact point of HK Policy Desk to facilitate policy framework of BJBHK Perform Compliance advisory and monitoring duties for BJBHK: Compliance surveillance tasks, including but not limited to, employee’s personal account activities, Gifts and hospitality received by/offered to employees, confidentiality areas/wall crossing, product training material review Review Continuous Professional Training eligibility of seminars/trainings attended by employees as stipulated under the Guidelines on Continuous Professional Training issued by the Securities and Futures Commission (“SFC”) New joiner process, including but not limited to, updating Compliance internal calendar and logging the licensing status; distributing new joiner emails; handling Compliance related declarations Licensing process for relevant individuals (performing fitness and propriety assessment of potential relevant individuals and registration controls) Handle the requests received from the SFC under Securities and Futures Ordinance Section 181 and Section 182 for BJBHK Act as Business Continuity Process (“BCP”) coordinator representing Compliance HK on all BCP related matters Coordinate Compliance HK management information reports Handle other ad hoc Compliance-related requests if needed YOUR PROFILE University degree preferably in Law/Finance/Accounting/Business At least 3 years of experience in professional practice and/or the financial services sector, preferably in HK private banking compliance field Certified Compliance Professional – General Compliance Stream preferred Attention to details Team-oriented A strong sense of responsibility and impeccable integrity Full professional proficiency in both English and Chinese (spoken and written). Spoken Chinese means fluent in Cantonese and knowledge of Mandarin is a plus We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site. Is this not quite what you are looking for? Set up a job alert by creating a candidate account here. The international reference in wealth management Julius Baer is the leading Swiss wealth management group. We focus on servicing and advising sophisticated private clients from around the world, taking into account what truly matters to them – in their business and personal life, today and for future generations. Headquartered in Zurich, we are present in around 60 locations worldwide, including Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, Shanghai, Singapore, Tel Aviv, and Tokyo. Why join Julius Baer? At Julius Baer our employees enjoy the benefits of a global company with the support and collegiality of a much smaller one. We are growing quickly, but we remain dedicated to maintaining our accessible structure with flat hierarchies, and approachable and supportive leaders. With offices around the world, we offer an international and stimulating work environment and the opportunity to work with a diverse team of highly motivated colleagues, bringing the best of the bank to our clients. Our core values of Care, Passion, and Excellence define the tone of how we interact with each other and our partners. Committed to your success Whether nurturing young talent with our renowned apprentice scheme, enabling ambitious university graduates to put theory into practice with our Graduate Programme, or providing first-class opportunities for experienced professionals, we look after our employees. We believe in continuous learning as a company and as individuals, which is why we put a focus on the health and well-being of our employees and offer flexible working options, a wide array of benefits, and extensive career development programmes. For more information visit www.juliusbaer.com or contact us via the Contact Form. For recruiting agents, please see the additional information here.

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