Position Description As part of the trade support / settlement team, we are responsible for processing cash equities and F&O settlements. Engaged in overseas bond settlements for Treasury Liquidity Investment and ETF/ Single Stock Market Making Business. Supporting outbound trades for Korea domestic clients; and Improving existing internal control and requirements. Key Areas of Responsibilities Perform daily middle and back office operations and respond on internal and external client’s inquires; Liaising with overseas operations to complete cash equities trades matching on daily trading support and administrations issues; Monitor daily trade cycle and resolve the breaks, perform daily trades reconciliation; Processing Korea Clients On-Boarding and accounts setup and static management; Release outbound confirmations for KR domestic clients and monitoring settlement status; Back up the overall operation/settlement in both cash equities, F&O, and other business; Preparation of Regulatory reporting to FSS, KRX, KSFC, BOK and etc.; and Participate in projects as assigned. Requirement Degree holder, preferred major in Business, Finance or Accounting related discipline Minimum 5 years of experience in Operations/Middle Office within Securities Brokerage Industries Familiarity with cross-border investment via QFI, Stock Connect and Bond Connect Knowledge of investment products such as equities, fixed income, future, option, FX and etc. Strong sense of accountability and responsibilities for owning issues through to resolution Strong Communicator (articulate and literate), highly self-motivated, attentive to details, diligent and a good team player Proficiency in both spoken and written English and Korean. Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest. CITIC Securities International is a wholly owned subsidiary of CITIC Securities and its overseas business platform. Our award-winning research, extensive footprint in Asia, direct links to China and highly experienced finance professionals set us apart within the industry. As part of CITIC Securities (SSE: 600030, SEHK: 6030), China’s leading investment bank, CITIC Securities International is uniquely positioned to facilitate cross-border capital flows and connect China to the world and the world to China. CITIC Securities International operates from 13 countries across Asia, Australia, Europe and the Americas. We offer comprehensives financial solutions to a large and diverse client base that includes global institutional investors, corporations, governments and high-net-worth individuals.

Settlement Officer, Operations.

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