Position Description As Business Analyst / Project Manager, Compliance IT you will join the Corporate IT Delivery Team delivering strategic technology projects in Compliance. This is a hands-on analytic and project management role. You will be expected to understand the domain topics, perform in-depth analysis and define solutions. You will also manage projects through the entire SDLC from project initiation to implementation into production environment. Key Areas of Responsibilities Liaise with Compliance stakeholders to gather requirements, analyze business needs, and design technology solutions that support regulatory and operational objectives. Conduct gap analysis, impact assessment, and feasibility studies on business requirements, and recommend aligned technology strategies. Prepare and maintain business requirement documents, test scenarios, and user manuals. Collaborate with cross-functional teams, including Compliance, vendors, and internal IT teams to deliver technology solutions. Participate in project planning, scope management, and stakeholder communications to ensure successful project delivery. Develop, coordinate, and execute UAT plans, test cases, and defect management activities to ensure solutions meet business requirements. QA Testing and ensure changes is rigorously tested before providing in UAT to users Manage end-to-end project lifecycle activities from initiation, requirements gathering, solution design, testing, deployment, and post-implementation support. Ensure solutions (either in-house or vendor) comply with CLSA standards and practices Requirements Bachelor’s degree or above in IT, Business, or related disciplines. 5–8 years of IT project experience in financial institutions, including minimum 3 years in BA/PM Proven exposure to Compliance technology domains, including COB, AML, trade surveillance, regulatory reporting and other compliance areas Working knowledge of SMARTS, LiquidMetrics, GoldTier, AxiomSL and ComplySci applications is a plus Good understanding of front-to-back trading / settlement flows in Investment Bank is an advantage Experience in data analysis is a plus Detailed-oriented and self-motivated Demonstrates a strong sense of accountability, ownership, and professional discipline Excellent communication skills in English and Mandarin Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest. CITIC Securities International is a wholly owned subsidiary of CITIC Securities and its overseas business platform. Our award-winning research, extensive footprint in Asia, direct links to China and highly experienced finance professionals set us apart within the industry. As part of CITIC Securities (SSE: 600030, SEHK: 6030), China’s leading investment bank, CITIC Securities International is uniquely positioned to facilitate cross-border capital flows and connect China to the world and the world to China. CITIC Securities International operates from 13 countries across Asia, Australia, Europe and the Americas. We offer comprehensives financial solutions to a large and diverse client base that includes global institutional investors, corporations, governments and high-net-worth individuals.

Sr. Business Analyst/Project Manager, Compliance applications, IT.

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