Position Description The IE Client Onboarding team performs KYC due diligence on new IE clients in line with the firm's Global AML/KYC framework, working closely with both external clients and internal stakeholders, including Compliance and KRM. Key Areas of Responsibilities Manage the end-to-end client onboarding process for clients across the APAC region. Partner with Front Office, Compliance, AML, Operations, FATCA, and other stakeholders to ensure timely onboarding while meeting business and client expectations. Gather, review, and validate constitutional and supporting documentation, coordinating closely with external clients and internal teams. Mandarin language proficiency is an advantage due to need to liaise with Chinese stakeholders. Conduct KYC and customer due diligence reviews to assess and monitor client risk profiles, including reputational, regulatory, and operational risks. Perform client identification, verification, and screening checks using external databases and screening tools, ensuring compliance with internal AML policies and regulatory requirements. Perform independent review of KYC due diligence completed by Makers to ensure accuracy, completeness, and compliance with internal policies and regulatory requirements. Requirements Minimum 4-8 years of relevant experience in KYC and Client Onboarding, preferably within the financial services industry. Candidates with more years of relevant experience (8 to 15 years) will be considered for Associate Director position. Basic proficiency in Mandarin (reading, writing, and speaking) would be an added advantage due to need to liaise with Chinese stakeholders. Strong understanding of corporate structures and constitutional documents. Working knowledge of periodic reviews for equity products. Strong attention to detail with a process-driven and risk-aware mindset. Excellent research and investigative skills, with the ability to analyze and resolve complex issues. Strong time management, organizational, and stakeholder relationship-building skills. Proficiency in Microsoft Word and Excel. Excellent communication skills (verbal and written) are a must-have. Knowledge of AML regulations, particularly in HK SFC and SG MAS requirements. Stay informed on CITIC Securities International Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest. CITIC Securities International is a wholly owned subsidiary of CITIC Securities and its overseas business platform. Our award-winning research, extensive footprint in Asia, direct links to China and highly experienced finance professionals set us apart within the industry. As part of CITIC Securities (SSE: 600030, SEHK: 6030), China’s leading investment bank, CITIC Securities International is uniquely positioned to facilitate cross-border capital flows and connect China to the world and the world to China. CITIC Securities International operates from 13 countries across Asia, Australia, Europe and the Americas. We offer comprehensives financial solutions to a large and diverse client base that includes global institutional investors, corporations, governments and high-net-worth individuals.

Associate/ AD, Client Onboarding, Institutional Equities.

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